Supervising Wealth Managers

The course introduces the necessary skills & knowledge required to provide the regulatory supervision of a team of Wealth Managers, advising High Net Worth clients. The basis of the course is to build the knowledge of what is required from a Regulatory Supervisor, plus the skills required to ensure that they are highly effective in their role.
The course introduces the necessary skills & knowledge required to provide the regulatory supervision of a team of Wealth Managers, advising High Net Worth clients. The basis of the course is to build the knowledge of what is required from a Regulatory Supervisor, plus the skills required to ensure that they are highly effective in their role.

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The course is intended for those who are looking to become a regulated supervisor or those that are relatively new to the role. It is particularly relevant, to those that have limited supervisory experience, or work as part of a new team & are looking to establish a robust compliant Wealth Managemen

A good understanding of the Wealth Management industry.