Supervising Wealth Managers
- Description:
The course introduces the necessary skills & knowledge required to provide the regulatory supervision of a team of Wealth Managers, advising High Net Worth clients. The basis of the course is to build the knowledge of what is required from a Regulatory Supervisor, plus the skills required to ensure that they are highly effective in their role.
The course introduces the necessary skills & knowledge required to provide the regulatory supervision of a team of Wealth Managers, advising High Net Worth clients. The basis of the course is to build the knowledge of what is required from a Regulatory Supervisor, plus the skills required to ensure that they are highly effective in their role. - Objectives:
N/A
- Audience:
The course is intended for those who are looking to become a regulated supervisor or those that are relatively new to the role. It is particularly relevant, to those that have limited supervisory experience, or work as part of a new team & are looking to establish a robust compliant Wealth Managemen
- Prior Knowledge:
A good understanding of the Wealth Management industry.